Control Desk Executive

Description

Position Summary: This position ensures that credit operations comply with applicable regulations, validates files for approval, and mitigates operational, legal, and AML risks. Key Highlights: 1. Ensure regulatory compliance in credit operations. 2. Conduct thorough validation of documentary and regulatory files. 3. Monitor and mitigate operational, legal, and AML risks. **CONTROL DESK EXECUTIVE** **Requirements**: Bachelor’s degree in Business Administration, Law, Accounting, or related field. Knowledge of credit operations. 2\-3 years of experience in control desk / credit / financial regulatory compliance. Desirable experience in SOFOMs. Ensure credit operations comply with regulatory and internal control requirements, guaranteeing that files are complete, validated, and ready for approval, credit formalization, and disbursement. Monitor and mitigate operational, legal, and AML risks. **Functions and Responsibilities:** 1\.\- Document control.  Validate file checklists against internal policies.  Confirm customer identity (INE, RFC, CURP, Proof of Address).  Validate notarized powers of attorney and articles of incorporation.  Assemble physical and digital files. 2\.\- Regulatory and AML validations.  Confirm file completeness per AML law requirements.  Verify files against the compliance manual. 3\.\- Operational validation.  Confirm that opinions are accurate and signed by the relevant department.  Validate approved terms in the contract versus supporting documentation versus the loan portfolio management system.  Confirm registered guarantees (RPP).  Confirm minimum guarantee coverage ratio of 2:1 (ensure valuations performed by certified appraisers). 4\.\- Follow-up and control.  Track committee observations.  Manage timelines.  Weekly operations reporting.  Document compliance indicators. **We Offer:** Salary: $20,000 plus benefits **Working Hours:** Monday to Friday, 9:00 a.m. to 7:00 p.m. **Work Location:** Lomas de Chapultepec Salary: $20,000\.00 per month Workplace: On-site employment