**About BTG Pactual** BTG Pactual is Latin America’s leading investment bank and asset management firm, with an expanding presence in Mexico. We combine a global perspective with deep local expertise to deliver innovative financial solutions to institutional and corporate clients. **Role Overview** Support ensuring the institution operates within the applicable legal, regulatory, and internal policy framework. **Key Responsibilities** * Oversee regulatory compliance applicable to **Securities Firms, Non-Bank Financial Institutions (SOFOMES), and Investment Fund Operators**, in accordance with standards set by the **National Banking and Securities Commission (CNBV), Bank of Mexico (Banxico), and Financial Intelligence Unit (UIF)**. * Review and validate customer identification files **(KYC)** and client documentation (including screening against sanctions lists, Politically Exposed Persons (PEP) lists, OFAC lists, AML/CFT lists, and other sanction lists). * Execute **AML/CFT monitoring processes**, analyze alerts, review relevant or unusual transactions, and support the updating of **AML/CFT risk matrices**. * Participate in preparing **regulatory reports**, audit documentation, and materials for committees. * Contribute to managing and updating **risk matrices, internal controls, and compliance processes**. * Collaborate with business units and back-office areas to ensure alignment with institutional best practices. **Qualifications** * Bachelor’s degree in Law, Finance, or related field. * **2–3 years** of experience in Compliance, AML/CFT, or Auditing within the financial sector. * Knowledge of the regulatory framework applicable to the financial sector. * Risk management and internal control expertise. * Preferred: **CNBV AML certification**. * Intermediate English proficiency. By submitting this application, I agree to share the information above. Your information will only be used to evaluate the application process and talent database for BTG Pactual and its subsidiaries in accordance with our privacy policy.