Control Desk Executive

Description

Job Summary: Ensure regulatory and internal control compliance in credit operations, managing files and mitigating operational, legal, and AML risks. Key Highlights: 1. Ensure regulatory compliance and internal control in credit operations. 2. Validate files, confirm identity, and comply with AML regulations. 3. Monitor operational, legal, and anti-money laundering risks. **CONTROL DESK EXECUTIVE** **Requirements**: Bachelor’s degree in Administration, Law, Accounting, or related field. Knowledge of credit operations. 2\-3 years of experience in control desk / credit / financial regulatory compliance. Desirable experience in SOFOM. Ensure credit operations comply with regulatory and internal control requirements, guaranteeing that files are complete, validated, and ready for approval, credit formalization, and disbursement. Monitoring and mitigating operational, legal, and AML risks. **Functions and Responsibilities:** 1\.\- Document control.  Validate file checklists against internal policies.  Confirm customer identity (INE, RFC, CURP, Proof of Address).  Validate notarial powers and articles of incorporation.  Assemble physical and digital files. 2\.\- Regulatory and AML validations.  Confirm file completeness per AML law requirements.  Verify files against the compliance manual. 3\.\- Operational validation.  Confirm that opinions are correct and signed by the respective department.  Validate approved terms in the contract versus documentation versus loan portfolio management system.  Confirm registered guarantees (RPP).  Confirm minimum guarantee coverage ratio of 2:1 (ensure valuations by certified appraisers). 4\.\- Follow-up and control.  Track committee observations.  Time management.  Weekly operations reporting.  Document compliance indicators. **We Offer:** Salary: $20,000 plus benefits **Working Hours:** Monday to Friday, 9:00 a.m. to 7:00 p.m. **Work Location:** Lomas de Chapultepec Salary: $20,000\.00 per month Workplace: On-site employment